Regulations

As Fundmore Alternative Finance  “Fundmore” does not carry out investment business, accept deposits or conduct retail-banking business, its services do not require regulation or authorization by any supervisory authority. The management will confine all its financial services and work to the preparation and processing of the components of an IPO, GDR, M&A and similar cases. The management will, upon contemplating such business or cases, and in compliance with the laws of each country, assign the completion of the remaining work (advice, placement and public offering) including the provision of legal, tax, accounting advice and the suitability or profitability of the case to (authorized) market makers, book runners, investment bankers, underwriters, legal and accounting firms. The financial services provided by Fundmore not required be regulating or authorizing by any supervisory authority, as it does not:

  • Carry out investment business
  • Accept deposits and conduct retail banking business
  • Deal in the sale of shares and securities
  • Provide investment advisory services
  • Provide legal, tax, or accounting advice regarding the suitability or profitability of a security or investment
  • Make recommendation to acquire or dispose of any investments
  • Use its website to distribute, buy or sell shares, bonds and other investment instruments.
  • The management of Fundmore will confine all of its financial services and work to the preparation and processing of the components of IPO, GDR, M&A and similar financial products. Investment banks commonly describe these activities as “backroom” or “boiler room” work. The preparations and or processing work involved will be based and guided by sound, criteria requirements and performed in accordance with the regulatory requirements of the country or jurisdiction where the business is taking place.

 

The management of Fundmore upon contemplating such cases, and in compliance with the laws of each country, undertake to assign the completion of the remaining work, that may require ” regulatory compliance” including the provision of legal, tax, accounting advice and the suitability or profitability of an investment to the “authorized” and licensed market maker, book runner, investment bankers and underwriters.

 

Fundmore holds that the function of its Auction Room, Syndication and Arbitrage of loan facilities to be processing events similar in nature and subject to the same exemption from regulations that, at the present, apply to Private Placement activities save for compliance with preparation of offering memoranda and prospectuses. Further, whether the Auction Room Offerings is a Loan Syndication, Project Financing, Discounting of Letter of Credit (“LC”) or Forfaiting a trade receivable, Fundmore will simply be dealing with the promotion of instruments, prepared by the “authorized” underwriters, investment banks, legal and accounting firms.

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